§15 SEC_FILINGS¶
OVERVIEW¶
SEC Filings is the EDGAR window inside Tapeboard. Search any US-listed ticker to view its complete filing history, or browse the cross-market Latest SEC Filings feed when no symbol is loaded.
Filings come directly from official SEC submissions. Tickers resolve automatically to their SEC company record. Major filings (10-K, 10-Q, 8-K, S-1) stack at the top of the per-ticker view; insider filings (Form 3, Form 4) collapse into their own expandable section below.
Paths
/filings— cross-market feed (no ticker loaded) or per-ticker view (ticker loaded)/filings?symbol=TICKER— jump directly to a ticker/filings/today— redirects to/filings
Note
The /filings/today per-day curated drill-down was never shipped. The redirect keeps any digest links landing somewhere useful.
FEATURES¶
Cross-market feed¶
When no ticker is loaded, /filings shows the Latest SEC Filings feed — 10-K, 10-Q, and 8-K filings from the last three days, capped at 30 rows and paginated 20 at a time via Load More.
Per-ticker view¶
Enter a ticker to pull the company's last 80 filings. The company header strip displays entity name, CIK, SIC code, and fiscal year end, with deep links to SEC.gov and the Tapeboard stock page.
Below the header:
- Filing timeline
- Earnings call transcript widget (US-listed mid/large caps)
- Full-text search box (Terminal only)
- Bulk-summary panel for AI-summarising a stack of filings at once (Pro+)
Type filters¶
Filter the filing list using the type pills:
All 10-K 10-Q 8-K DEF 14A S-1 13-F Form 3 Form 4
Selecting a pill scopes both the major-filings table and the insider section.
Filing categories¶
| Form | Category | Description |
|---|---|---|
| 10-K | Major | Annual report |
| 10-Q | Major | Quarterly report |
| 8-K | Major | Material event — guidance, M&A, executive changes, etc. |
| S-1 | Major | IPO registration or secondary offering |
| DEF 14A | Major | Definitive proxy statement |
| 13-F | Major | Institutional holdings (>$100M AUM, quarterly) |
| Form 3 | Insider | Initial statement of beneficial ownership |
| Form 4 | Insider | Changes in beneficial ownership (insider buy/sell) |
Filing row fields¶
| Column | Description |
|---|---|
| TYPE | Form badge — 10-K, 10-Q, 8-K, etc. |
| DATE | Filing date (when the company filed with the SEC) |
| PERIOD | Period of report (the quarter or year the filing covers) — hidden below 640 px |
| DESCRIPTION | Primary-document description; for 8-Ks the relevant items append underneath |
| ACTIONS | SEC.gov external link + AI summary trigger (Pro+) |
AI summaries¶
Click the AI button on any filing row to open a slide-out summary. Summaries surface risk factors, segment economics, and key disclosures buried in lengthy MD&A sections.
Note
AI summaries count against your daily quota — 20 per day on Pro, unlimited on Terminal.
HOW TO USE¶
Browse the cross-market feed
- Open
/filingswith no ticker loaded. - The Latest SEC Filings feed appears — 10-K, 10-Q, and 8-K filings from the last three days.
- Click Load More to page through additional results.
Research a specific company
- Enter a ticker in the search box and press Search or Enter.
- The page resolves the ticker to its SEC company record and loads the filing list.
- Review the company header for entity name, CIK, SIC, and fiscal year end.
- Use the type pills to filter by form type.
- Click any row to open the full filing on SEC.gov in a new tab.
- Click the AI button (Pro+) to open a slide-out summary of that filing.
Tip
On mobile, tap the … button on any row to open a bottom sheet with the same SEC.gov link and AI summary actions.
Bulk-summarise a filing stack (Pro+)
- Load a ticker and scroll to the bulk-summary panel below the company header.
- Select the filings to summarise.
- Run the batch — summaries generate against your AI quota.
Tip
The last-searched ticker persists in localStorage. Your previous company loads automatically on your next visit.
WHEN TO USE IT¶
| Situation | Action |
|---|---|
| An 8-K just hit the tape | Open the filing immediately to read the disclosed event |
| Earnings just dropped | Pull the 10-Q for the period detail |
| A 13-D crossed the threshold | Read the filer's beneficial ownership statement |
| Deep fundamental research | Open the 10-K — use the AI summary to surface risk factors and segment economics |
| Screening recent catalysts | Browse the cross-market feed at /filings for the last three days of major filings |
LIMITS¶
| Item | Limit |
|---|---|
| Free tier — per-ticker filing history | Last 10 filings |
| Pro / Terminal — per-ticker filing history | Last 80 filings |
| Cross-market feed — lookback window | Last 3 days |
| Cross-market feed — row cap | 30 rows |
| Cross-market feed — page size | 20 rows (Load More) |
| AI quota — Pro | 20 summaries per day |
| AI quota — Terminal | Unlimited |
| Full-text search | Terminal only |
| Foreign issuers (20-F, 6-K) | Not in type-pill list — use All to surface them |
| Earnings call transcript coverage | Mostly US-listed mid/large caps |
| Feed update latency | Typically within minutes of SEC posting |
Note
/filings/today currently redirects to /filings. The per-day curated filing drill-down is not shipped.
TROUBLESHOOTING¶
No company found for ticker "XXX"
The ticker is not in SEC's company list. Common causes:
- ADR ticker variant — try the underlying security's ticker
- Delisted symbol
- Pre-IPO company not yet registered with the SEC
- Foreign issuer filed under a different identifier
Use the All type pill to ensure no filter is hiding the results. If the company files 20-F or 6-K forms, those do not appear in the type-pill shortcuts — switch to All to see them.